SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Ricupati Agostino

(Last) (First) (Middle)
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Fin & Tax; Chief Actg Off
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/15/2021 M 832 A $131.6 2,708.824 D
Common Stock 04/15/2021 S 832 D $398.033(1) 1,876.824 D
Common Stock 04/15/2021 M 318 A $162.28 2,194.824 D
Common Stock 04/15/2021 S 318 D $398.033(1) 1,876.824 D
Common Stock 04/15/2021 M 704 A $175.31 2,580.824 D
Common Stock 04/15/2021 S 704 D $398.033(1) 1,876.824 D
Common Stock 04/15/2021 S 789 D $397.65 1,087.824 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $162.28 04/15/2021 M 318 (2) 12/09/2024 Common Stock 318 $0.00 2,865 D
Stock Options (Right to Buy) $131.6 04/15/2021 M 832 (3) 12/09/2025 Common Stock 832 $0.00 3,330 D
Stock Options (Right to Buy) $175.31 04/15/2021 M 704 (4) 12/13/2026 Common Stock 704 $0.00 2,819 D
Explanation of Responses:
1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.01 to $398.054. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes to this Form 4.
2. Vests 637 share(s) on 09-Dec-2015, 637 share(s) on 09-Dec-2016, 636 share(s) on 09-Dec-2017, 637 share(s) on 09-Dec-2018, 636 share(s) on 09-Dec-2019
3. Vests 833 share(s) on 09-Dec-2016, 832 share(s) on 09-Dec-2017, 833 share(s) on 09-Dec-2018, 832 share(s) on 09-Dec-2019, 832 share(s) on 09-Dec-2020
4. Vests 705 share(s) on 13-Dec-2017, 705 share(s) on 13-Dec-2018, 704 share(s) on 13-Dec-2019, 705 share(s) on 13-Dec-2020, 704 share(s) on 13-Dec-2021
Remarks:
/s/ Agostino Ricupati 04/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.