SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Drury Mark J

(Last) (First) (Middle)
C/O COOPERCOMPANIES
6101 BOLLINGER CANYON ROAD, SUITE 500

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, General Counsel & Sec.
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2021 M 304 A $0.00 1,064 D
Common Stock 01/08/2021 F 125 D $363.23 939 D
Common Stock 01/08/2021 M 228 A $0.00 1,167 D
Common Stock 01/08/2021 F 83 D $363.23 1,084 D
Common Stock 01/08/2021 M 218 A $0.00 1,302 D
Common Stock 01/08/2021 F 76 D $363.23 1,226 D
Common Stock 01/08/2021 M 196 A $0.00 1,422 D
Common Stock 01/08/2021 F 68 D $363.23 1,354 D
Common Stock 01/08/2021 M 181 A $0.00 1,535 D
Common Stock 01/08/2021 F 63 D $363.23 1,472 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 01/08/2021 M 304 (1) 12/09/2025 Common Stock 304 $0.00 0.00 D
Restricted Stock Units $0.00 01/08/2021 M 228 (2) 12/13/2026 Common Stock 228 $0.00 228 D
Restricted Stock Units $0.00 01/08/2021 M 218 (3) 12/12/2027 Common Stock 218 $0.00 435 D
Restricted Stock Units $0.00 01/08/2021 M 196 (4) 12/11/2028 Common Stock 196 $0.00 588 D
Restricted Stock Units $0.00 01/08/2021 M 181 (5) 12/10/2029 Common Stock 181 $0.00 722 D
Explanation of Responses:
1. Vests 304 share(s) on 08-Jan-2017, 304 share(s) on 08-Jan-2018, 304 share(s) on 08-Jan-2019, 304 share(s) on 08-Jan-2020, 304 share(s) on 08-Jan-2021
2. Vests 229 share(s) on 08-Jan-2018, 228 share(s) on 08-Jan-2019, 228 share(s) on 08-Jan-2020, 228 share(s) on 08-Jan-2021, 228 share(s) on 08-Jan-2022
3. Vests 218 share(s) on 08-Jan-2019, 218 share(s) on 08-Jan-2020, 218 share(s) on 08-Jan-2021, 218 share(s) on 08-Jan-2022, 217 share(s) on 08-Jan-2023
4. Vests 197 share(s) on 08-Jan-2020, 196 share(s) on 08-Jan-2021, 196 share(s) on 08-Jan-2022, 196 share(s) on 08-Jan-2023, 196 share(s) on 08-Jan-2024
5. 20%/year over 5 years - vest date beginning on 08-Jan-2020
Remarks:
/s/ Mark J. Drury 01/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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