As filed with the Securities and Exchange Commission on May 14, 2004
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
THE COOPER COMPANIES, INC.
(Exact name of registrant as specified in its charter)
| DELAWARE | 6140 Stoneridge Mall Road Suite 590 Pleasanton, California 94588 |
94-2657368 | ||
| (State or other jurisdiction of incorporation or organization) |
(Address of principal executive offices) Registrant’s telephone number including area code: (925) 460-3600 |
(I.R.S. Employer Identification Number) |
THE COOPER COMPANIES, INC.
AMENDED AND RESTATED 2001 LONG TERM INCENTIVE PLAN
(Full title of the Plan)
CAROL R. KAUFMAN
Vice President of Legal Affairs, Secretary and
Chief Administrative Officer
THE COOPER COMPANIES, INC.
6140 Stoneridge Mall Road, Suite 590
Pleasanton, CA 94588
(925) 460-3600
(Name, address and telephone number, including area code, of agent for service)
Copies to:
DANIEL MCBRIDE, ESQ.
LATHAM & WATKINS LLP
505 Montgomery Street, Suite 1900
San Francisco, CA 94111
(415) 391-0600
Calculation of Registration Fee
| Title of Securities to be Registered |
Amount to be Registered(1) |
Proposed Offering Price Per Share |
Proposed Aggregate Offering Price |
Amount of Registration Fee |
||||||||||
| Common Stock $.10 par value |
250,000 | $ | 53.54 | (2) | $ | 13,385,000 | (2) | $ | 1,695.88 | (2) | ||||
| Preferred Stock Purchase Rights |
125,000 | (3) | (3) | (3) | ||||||||||
| (1) | This registration statement shall also cover any additional shares of common stock which become issuable under The Cooper Companies, Inc. Amended and Restated 2001 Long Term Incentive Plan by reason of any stock dividend, stock split, recapitalization or similar transaction effected without The Cooper Companies, Inc.’s receipt of consideration which would increase the number of outstanding shares of common stock. |
| (2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) of the Securities Act. The Proposed Maximum Offering Price Per Share is based on 250,000 shares, $53.54 per share, which represents the average of the high ($54.50) and low ($52.58) prices for The Cooper Companies, Inc.’s common stock quoted on the New York Stock Exchange, Inc. on May 10, 2004. |
| (3) | Attached to and trading with each share of common stock is one half of a right. Each one half of a right entitles the holder, under the circumstances set forth in the Rights Agreement, dated as of October 29, 1997, between The Cooper Companies and American Stock Transfer & Trust Company, as amended, to purchase 1/200 of a share of Series A Junior Participating Preferred Stock. Value attributable to such preferred stock purchase rights, if any, is reflected in the market price of the common stock. |
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
REGISTRATION OF ADDITIONAL SECURITIES
By registration statements on Form S-8 filed with the Securities and Exchange Commission on August 20, 2001, Registration File No. 333-67954, and April 7, 2003, Registration File No. 333-104346, The Cooper Companies, Inc., a Delaware corporation, previously registered an aggregate of 4,700,000 shares of common stock, par value $.10 per share, as adjusted for the Company’s two-for-one stock split, reserved for issuance from time to time in connection with The Cooper Companies, Inc. 2001 Long Term Incentive Plan. The plan has been amended to increase the number of shares of common stock issuable under the plan by 250,000 shares to 4,950,000 shares. Under this registration statement, we are registering the additional 250,000 shares of the common stock issuable under the plan and the 125,000 preferred stock purchase rights associated with such shares of common stock. The contents of the Registration Statements File Nos. 333-67954 and 333-104346 are incorporated by reference herein.
| ITEM 3. | INCORPORATION OF DOCUMENTS BY REFERENCE |
The following documents filed with the Securities and Exchange Commission by The Cooper Companies, Inc. are incorporated by reference in this registration statement:
| (a) | Our Annual Report on Form 10-K for the fiscal year ended October 31, 2003; |
| (b) | The portions of our Annual Report to Stockholders for the fiscal year ended October 31, 2003 that were incorporated by reference into our October 31, 2003 Form 10-K; |
| (c) | The portions of the Proxy Statement for our March 23, 2004 Annual Meeting of stockholders that were incorporated by reference into our October 31, 2003 Form 10-K; |
| (d) | Our Quarterly Report on Form 10-Q for the period ended January 31, 2004; |
| (e) | Our Current Reports on Form 8-K filed on November 4, 2003, December 4, 2003, February 11, 2004, February 27, 2004, and March 29, 2004; |
| (f) | The description of our Common Stock contained in our registration statement on Form 8-A filed October 28, 1983; and |
| (g) | The description of the preferred stock purchase rights contained in our registration statement on Form 8-A filed November 3, 1997. |
All documents filed by us pursuant to Section 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended, after the date of this registration statement, and prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this registration statement and to be part hereof from the date of filing of such documents.
Any statement contained in a document incorporated or deemed to be incorporated by reference in this registration statement shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such
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statements. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
| ITEM 8. |
EXHIBITS | |
| 4.1 | Restated Certificate of Incorporation, as partially amended, incorporated by reference to Exhibit 4(a) to The Cooper Companies, Inc.’s registration statement on Form S-3 (No. 33-17330) and Exhibits 19(a) and 19(c) to our Quarterly Report on Form 10-Q for the fiscal quarter ended April 30, 1988. | |
| 4.2 | Certificate of Amendment of Restated Certificate of Incorporation dated September 21, 1995, incorporated by reference to Exhibit 3.2 to our Annual Report on Form 10-K for the fiscal year ended October 31, 1995. | |
| 4.3 | Certificate of Amendment of Certificate of Incorporation dated May 24, 2000, incorporated by reference to Exhibit 3.4 to our Annual Report on Form 10-K for the fiscal year ended October 31, 2000. | |
| 4.4 | Fourth Certificate of Amendment of Restated Certificate of Incorporation filed with the Delaware Secretary of State on March 26, 2003, incorporated by reference to Exhibit 4.5 to our Registration Statement of Form S-8 filed with the Securities and Exchange Commission on April 7, 2003. | |
| 4.5 | Certificate of Elimination of Series A Junior Participating Preferred Stock of The Cooper Companies, Inc. filed with the Delaware Secretary of State on October 30, 1997, incorporated by reference to Exhibit 4.1 on Form 10-K for fiscal year ended October 31, 1997. | |
| 4.6 | Certificate of Designations of Series A Junior Participating Preferred Stock of The Cooper Companies, Inc., incorporated by reference to Exhibit 4.0 to our Current Report on Form 8-K dated October 29, 1997. | |
| 4.7 | Certificate of Increase of Series A Junior Participating Preferred Stock of The Cooper Companies, Inc. filed with the Delaware Secretary of State on March 26, 2003, incorporated by reference to Exhibit 4.8 to our Registration Statement of Form S-8 filed with the Securities and Exchange Commission on April 7, 2003. | |
| 4.8 | Amended and Restated By-Laws of The Cooper Companies, Inc. dated December 16, 1999, incorporated by reference to Exhibit 3.3 to our Annual Report on Form 10-K for the fiscal year ended October 31, 1999. | |
| 4.9 | Rights Agreement, dated as of October 29, 1997, between The Cooper Companies, Inc. and American Stock Transfer & Trust Company, incorporated by reference to Exhibit 4.0 to The Cooper Companies, Inc.’s Current Report on Form 8-K dated October 29, 1997. | |
| 4.10 | Amendment No. 1 to Rights Agreement dated September 26, 1998, incorporated by reference to Exhibit 99.1 to our Current Report on Form 8-K dated September 25, 1998. | |
| 4.11 | The Cooper Companies, Inc. Amended and Restated 2001 Long Term Incentive Plan, incorporated by reference to Exhibit B to The Cooper Companies, Inc.’s Proxy Statement for its Annual Meeting of stockholders held on March 23, 2004 on Schedule 14A filed on February 6, 2004. | |
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| 5.1 | Opinion of Latham & Watkins LLP. | |
| 23.1 | Consent of Independent Auditors. | |
| 23.2 | Consent of Latham & Watkins LLP (included in Exhibit 5.1). | |
| 24.1 | Power of Attorney (included in the signature page to this registration statement). | |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, The Cooper Companies, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Pleasanton, California, on the 14th day of May, 2004.
| THE COOPER COMPANIES, INC. | ||
| By: | /s/ Carol R. Kaufman | |
| Carol R. Kaufman Vice President of Legal Affairs, Secretary and Chief Administrative Officer | ||
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below does hereby constitute and appoint Carol R. Kaufman and Robert S. Weiss, and each of them, with full power of substitution and full power to act without the other, his true and lawful attorney-in-fact and agent to act for him in his name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this registration statement on Form S-8, or any registration statement for the same offering that is to be effective upon filing pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and to file the same, with all exhibits thereto, and other documents in connection therewith or in connection with the registration of the common stock under the Securities Exchange Act of 1934, as amended, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises in order to effectuate the same as fully, to all intents and purposes, as they or he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by or on behalf of the following persons in the capacities indicated on the 14th day of May, 2004.
| /s/ A. Thomas Bender (A. Thomas Bender) |
Chairman of the Board, President, Chief Executive Officer and Director (Principal Executive Officer) | |
| /s/ Robert S. Weiss (Robert S. Weiss) |
Executive Vice President, Chief Financial Officer and Director (Principal Financial Officer) | |
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| /s/ Rodney E. Folden (Rodney E. Folden) |
Corporate Controller (Principal Accounting Officer) | |
| /s/ Allan E. Rubenstein, M.D. (Allan E. Rubenstein, M.D.) |
Vice Chairman of the Board of Directors | |
| /s/ Michael H. Kalkstein (Michael H. Kalkstein) |
Director | |
| /s/ Moses Marx (Moses Marx) |
Director | |
| /s/ Donald Press (Donald Press) |
Director | |
| /s/ Steven Rosenberg (Steven Rosenberg) |
Director | |
| /s/ Stanley Zinberg, M.D. (Stanley Zinberg, M.D.) |
Director | |
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Exhibit 5.1
| 505 Montgomery Street, Suite 1900 San Francisco, California 94111-2562 Tel: (415) 391-0600 Fax: (415) 395-8095 www.lw.com | ||||||
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FIRM / AFFILIATE OFFICES | |||||
| Boston | New Jersey | |||||
| Brussels Chicago Frankfurt Hamburg Hong Kong London Los Angeles Milan Moscow |
New York Northern Virginia Orange County Paris San Diego San Francisco Silicon Valley Singapore Tokyo Washington, D.C. | |||||
May 14, 2004
The Cooper Companies, Inc.
6140 Stoneridge Mall Road, Suite 590
Pleasanton, California 94588
| Re: | Registration Statement on Form S-8; |
| 250,000 additional shares of Common Stock, par value $0.10 per share |
Ladies and Gentlemen:
In connection with the registration by The Cooper Companies, Inc., a Delaware corporation (the “Company”), of 250,000 additional shares of common stock, par value $.10 per share (the “Shares”), issuable under The Cooper Companies, Inc. Amended and Restated 2001 Long Term Incentive Plan (the “Plan”), and 125,000 rights (the “Rights”) to acquire an aggregate of 1,250 shares of the Company’s Series A Junior Participating Preferred Stock attached to the Shares, under the Securities Act of 1933, as amended (the ”Act”), on Form S–8 filed with the Securities and Exchange Commission (the “Commission”) on May 14, 2004 (the “Registration Statement”), you have requested our opinion set forth below.
In our capacity as your special counsel in connection with such registration, we are familiar with the proceedings taken and proposed to be taken by the Company in connection with the authorization, issuance and sale of the Shares and, for the purposes of this opinion, have assumed with respect to the issuance or sale of the Shares that such proceedings will be timely completed in the manner presently proposed. In addition, we have examined such matters of fact and questions of law as we have considered appropriate for purposes of this letter.
We are opining herein as to the effect on the subject transaction only of the General Corporation Law of the State of Delaware, and we express no opinion with respect to the applicability thereto, or the effect thereon, of any other laws.
Subject to the foregoing, it is our opinion that, as of the date hereof:
1. The Shares have been duly authorized by all necessary corporate action of the Company, and, upon issuance, delivery and payment therefor in the manner contemplated by the Plan, and assuming the Company completes all actions and proceedings required on its part to be
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taken prior to the issuance and delivery of the Shares pursuant to the terms of the Plan, including, without limitation, collection of required payment for the Shares, the Shares will be validly issued, fully paid and non-assessable.
2. The Rights have been duly authorized for issuance by all necessary corporate action of the Company, and assuming the Shares bear the legend required by the Rights Agreement dated as of October 29, 1997, as amended, between the Company and American Stock Transfer & Trust Company, the Rights will be validly issued.
We consent to your filing this opinion as an exhibit to the Registration Statement.
Very truly yours,
/s/ Latham & Watkins LLP
Exhibit 23.1
Independent Auditors’ Consent
The Board of Directors
The Cooper Companies Inc. and Subsidiaries:
We consent to the use of our report incorporated by reference herein. Our report refers to a change in the accounting for Goodwill and Intangible Assets.
/s/ KPMG LLP
San Francisco, California
May 13, 2004