The Cooper Companies, Inc.
COOPER COMPANIES INC (Form: 4, Received: 03/08/2017 20:00:30)
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Lindell Jody S
2. Issuer Name and Ticker or Trading Symbol

COOPER COMPANIES INC [ COO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

6140 STONERIDGE MALL ROAD, SUITE 590
3. Date of Earliest Transaction (MM/DD/YYYY)

3/7/2017
(Street)

PLEASANTON, CA 94588
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   3/7/2017     M    5000   A $13.08   14833   I   Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated  
Common Stock   3/7/2017     S    4280   D $193.75   (1) 10553   I   Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated  
Common Stock   3/7/2017     S    720   D $194.36   (2) 9833   I   Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated  
Common Stock                  2943   I   Jody S. Lindell Retirement Trust, dated January 1, 2011  
Common Stock                  6250   I   Jody S. Lindell Seperate Property Trust  
Common Stock                  0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-employee Director Stock Option (Right to Buy)   $13.08   3/7/2017     M         5000    12/11/2009   12/10/2018   Common Stock   5000   $0   5000   I   Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated  

Explanation of Responses:
( 1)  The sale price represents an average of sale prices between $193.2000 and $194.1950.
( 2)  The sale price represents an average of sale prices between $194.2650 and $194.4500.

Remarks:
The transfer of all of the above holdings was made pursuant to a Transfer Agreement dated January 7, 2009 which authorizes Ms. Lindell to transfer said holdings into a Trust for which she has a controlling interest.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Lindell Jody S
6140 STONERIDGE MALL ROAD
SUITE 590
PLEASANTON, CA 94588
X



Signatures
/s/ Jody S. Lindell 3/8/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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